Instrument
Actively Managed Certificates
From an investment strategy to an implementable, bankable certificate structure, coordinated across documentation, issuer and bank setup, operating mechanics and ongoing governance.
When it fits
- An asset manager or strategy provider wants to implement a strategy as a certificate.
- A defined, rules-based or actively managed universe needs a bankable wrapper.
- Professional or, where the mandate allows, retail investors expect a documented, settled instrument with clear governance.
What we coordinate
- Translation of the strategy into an implementable certificate structure.
- Legal documentation, term-sheet logic and bank / issuer onboarding.
- Eligible universe, rebalancing mechanics, calculation, custody and settlement interfaces.
- Launch coordination and ongoing operational governance.
Key design decisions
- Strategy scope and the eligible underlying universe.
- Issuer / bank and jurisdiction.
- Rebalancing rules and the strategy-manager interface.
- Fees, documentation and ongoing governance model.
What we need to assess
- Strategy and eligible underlying assets.
- Target investor and distribution concept.
- Issuer / bank and jurisdiction.
- Rebalancing and strategy-manager interfaces.
- Liquidity, valuation, custody and settlement.
- Documentation, fees, risks and ongoing governance.
Risks and constraints
AMCs are described neutrally and professionally. We do not market investment returns or present a product catalogue. Structure, issuer, bank and jurisdiction depend on feasibility, provider acceptance and applicable law.